This content is locked!

Certificate in Sanctions Screening & KYC Foundations

It looks like you don't currently have an active subscription. Accessing this content requires an active subscription. Click on the button below to upgrade your account and unlock this content.

Upgrade & Unlock

Course curriculum

    1. Disclaimer

    2. Welcome Message

    3. Introduction to this Course

    1. 🗣️ Instructor-Led Course Live Tutoring

    1. Download — Audio Book

    2. Download — Study Guide

    3. Download — Course Slides

    4. Download — Supplementary Resources

    1. Introduction to this Module

    2. Relevance of Sanctions Screening of Transactions and Customers for the Organization

    3. Overview of the Sanctions Screening Program

    4. Relevance of KYC for Effective Sanctions Screening

    5. Wolfsberg Group: Guidance on Sanctions Screening

    6. Case Study: Role of OFAC and FCC in Sanctions Screening

    7. Module Summary

    8. Multiple Choice Quiz

    1. Introduction to this Module

    2. Three Steps of a KYC Screening Compliance Framework

    3. Core Pillar #1: KYC Policy

    4. Core Pillar #2: KYC Process

    5. Core Pillar #3: KYC related Data

    6. Core Pillar #4: KYC-related Technology

    7. Module Summary

    8. Multiple Choice Quiz

    1. Introduction to this Module

    2. Core Pillar #1: Sanctions Screening Policies and Procedures

    3. Core Pillar #2: Responsible Person or Sanctions Compliance Officer

    4. Core Pillar #3: Sanctions Screening Risk Assessment

    5. Core Pillar #4: Internal Controls Relating to Sanctions Screening

    6. Core Pillar #5: Sanctions Screening Effectiveness Testing

    7. Case Study: Design of the Sanctions Internal Compliance Program in Practice

    8. Module Summary

    9. Multiple Choice Quiz

About this course

  • 39 lessons
  • 1.5 hours of video content