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Certificate in Internal Sanctions & Trade Compliance Program Foundations

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Course curriculum

    1. Disclaimer

    2. Welcome Message

    3. Introduction to this Course

    1. 🗣️ Instructor-Led Course Live Tutoring

    1. Download — Audio Book

    2. Download — Study Guide

    3. Download — Course Slides

    4. Download — Supplementary Resources

    1. Introduction to this Module

    2. What is a Sanctions Compliance Framework and is it (legally) required?

    3. Typical Root Causes of Sanctions Internal Compliance Program Failures

    4. Sanctions Compliance Framework Element #1: Management Commitment

    5. Sanctions Compliance Framework Element #2: Sanctions Risk Assessment

    6. Sanctions Compliance Framework Element #3: Internal Control

    7. Sanctions Compliance Framework Element #4: Testing and Auditing

    8. Sanctions Compliance Framework Element #5: Training

    9. Case Study: Implementation of OFAC Sanction Compliance Program

    10. Module Summary

    11. Multiple Choice Quiz

    1. Introduction to this Module

    2. DOJ Guidance

    3. OFAC Guidance

    4. EU Guidance

    5. UK Guidance

    6. Chinese Guidance

    7. Module Summary

    8. Multiple Choice Quiz

    1. Introduction to this Module

    2. Corrective Action Plan

    3. Liability for Failure to Implement Adequate ICP

    4. Sanctions Whistleblowing

    5. Module Summary

    6. Multiple Choice Quiz

About this course

  • 39 lessons
  • 2 hours of video content