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Certificate in Performing Anti-Money Laundering (AML) Investigations

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Course curriculum

    1. Disclaimer

    2. Welcome Message

    3. Introduction to this Course

    1. 🗣️ Instructor-Led Course Live Tutoring

    1. Download — Audio Book

    2. Download — Study Guide

    3. Download — Course Slides

    4. Download — Supplementary Resources

    1. Introduction to this Module

    2. Understanding Money Laundering and Terrorist Financing?

    3. Stages of Money Laundering and Terrorist Financing

    4. Anti-Money Laundering (AML) Program Compliance

    5. Importance of Periodic Reviews and Performing Investigations in AML Compliance

    6. Purpose of Case-to-Case Investigations in AML Compliance

    7. Case Study: FinCEN Alert on Potential U.S. Commercial Real Estate Investments

    8. Module Summary

    9. Multiple Choice Quiz

    10. Further Reading and References

    1. Introduction to this Module

    2. Planning for Regular Monitoring of Transactions and Activities

    3. Research for Planning the Investigations

    4. Considering Channel, Product, Delivery, and Customers Risks for Investigation Program

    5. Developing a Risk-Based Investigation Program

    6. Case Study: FinCEN Red Flags alerts on potential Russian Sanctions Evasion Attempts

    7. Module Summary

    8. Multiple Choice Quiz

    9. Further Reading and References

    1. Introduction to this Module

    2. Planning for Onsite and Off-Site Investigations

    3. Performing Initial Off-site AML Assessment of Transactions under Investigations

    4. Onsite and Offsite Evidence Gathering Process for Investigations

    5. Review of Transactions under Investigation and Linking with Evidence and Risk Profiles

    6. Case Study: Increase in numbers of Ransomware Reporting in BSA filings

    7. Module Summary

    8. Multiple Choice Quiz

    9. Further Reading and References

About this course

  • 53 lessons
  • 2.5 hours of video content