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Certificate in Sanctions Compliance Foundations

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Course curriculum

    1. Disclaimer

    2. Welcome Message

    3. Introduction to this Course

    1. 🗣️ Instructor-Led Course Live Tutoring

    1. Download — Audio Book

    2. Download — Study Guide

    3. Download — Course Slides

    4. Download — Supplementary Resources

    1. Introduction to this Module

    2. What are Sanctions? How do Sanctions Work?

    3. History and Evolution of Sanctions

    4. Different Types of Sanctions

    5. Subjects of Sanctions

    6. Extraterritoriality of Sanctions

    7. Blocking Statutes

    8. Relevance of Sanctions for Organizations

    9. Overview of Sanction Fines

    10. Case Study – Fines on Banks due to Sanctions and Non-Compliance

    11. Module Summary

    12. Multiple Choice Quiz

    13. Further Reading and References

    1. Introduction to this Module

    2. Who Imposes Sanctions?

    3. United Nations: Overview, Adoption, and Enforcement of Sanctions Legislation

    4. European Union: Overview, Adoption, and Enforcement of Sanctions Legislation

    5. United States: Overview, Adoption, and Enforcement of Sanctions Legislation

    6. United Kingdom: Overview, Adoption, and Enforcement of Sanctions Legislation

    7. Australia: Overview, Adoption, and Enforcement of Sanctions Legislation

    8. FATF: Relevance for International Sanctions

    9. Wolfsberg Group: Guidance on Sanctions Screening

    10. Case Study: Role of OFAC in Sanctions Screening

    11. Module Summary

    12. Multiple Choice Quiz

    1. Introduction to this Module

    2. Typical Root Causes of Sanctions Compliance Program Failures

    3. Overview of OFAC Guidance on an Effective Sanctions Compliance Framework and Applicability Beyond the United States

    4. Sanctions Compliance Framework Element #1: Management Commitment

    5. Sanctions Compliance Framework Element #2: Sanctions Risk Assessment

    6. Sanctions Compliance Framework Element #3: Internal Control

    7. Sanctions Compliance Framework Element #4: Testing and Auditing

    8. Sanctions Compliance Framework Element #5: Training

    9. Case Study: Implementation of OFAC Sanction Compliance Program

    10. Module Summary

    11. Multiple Choice Quiz

About this course

  • 62 lessons
  • 3 hours of video content